TRADE SURVEILLANCE SENIOR ANALYST
Descrição da oferta de emprego
We will only consider English Cv's.O que terás de fazer-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities.
-Review and analyze exception reports relating to order/transaction/market information.
-Reviews manipulation (e.g. marking the open and close, wash, insider dealing etc.) as well as quality of markets (e.g. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.).
-Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda.
-Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements.
-Leading all aspects of compliance and audit activities for regulatory examinations.
-Responding to any business queries that are related to regulatory or policy matters with accurate and valuable advice.
-Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect.
-Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc. O que precisas de garantir-Finance, Management, Law or similar degree.
-Strong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products. (Fixed Income & Currency (FIC), Foreign Exchange (FX) and Commodities.
- Good understanding of compliance and/or risk management frameworks and testing programs
-Regulatory knowledge (Market Abuse Regulation, MiFID II).
-Prior experience working in financial markets, compliance, sales/trading, risk, control.
-Fluent English, Level C1 (written, spoken).
-Ability to analyze, summarize and succinctly communicate assessments and key takeaways.
- Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders. O que te proporcionamosOpportunity to be part of an ambitious and growing project, with a very structured career plan.
Detalhes da oferta
- Indeterminado
- Indeterminado
- 22/05/2024
- 20/08/2024
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